国家工商行政管理局


关于期货交易所登记注册有关问题的通知
国家工商行政管理局



各省、自治区、直辖市及计划单列市工商行政管理局：
根据《国务院关于坚决制止期货市场盲目发展的通知》（国发［1993］77号）、《国务院办公厅转发国务院证券监督管理委员会关于坚决制止期货市场盲目发展若干意见的通知》（国办发［1994］69号）的规定，现就期货交易所登记注册的有关问题通知如下：
一、经国务院批准设立的期货交易所，统一在国家工商行政管理局办理登记注册。
二、期货交易所依照《中华人民共和国企业法人登记管理条例》的基本原则，申请企业法人登记。
三、期货交易所申请登记，应提交以下文件、证件：
（一）国务院批准设立的文件；
（二）会员大会决议；
（三）期货交易所章程；
（四）经批准的期货交易所交易规则及期货合约；
（五）法定验资机构出具的验资证明；
（六）会员的法人资格证明；
（七）载明期货交易所理事、监事、经理的姓名、住所的文件及选举、聘任的文件；
（八）期货交易所法定代表人任职文件和身份证明；
（九）住所证明；
（十）通讯设备、专用设备及通讯线路的证明；
（十一）企业名称预先核准通知书。
四、期货交易所章程应载明以下事项：
（一）名称和住所；
（二）经营范围；
（三）注册资金；
（四）会员的权利和义务；
（五）组织机构及其产生办法、职权、议事规则；
（六）章程和交易规则的制订和修改程序；
（七）财务管理；
（八）终止事由和清算办法；
（九）其他应载明的事项。

五、期货交易所的注册资金不得少于人民币5000万元。
六、期货交易所一律按会员制进行规范。凡未按会员制登记注册的，在重新登记注册时，应按照国务院的要求进行改制。
七、经国务院批准的期货交易所已在地方工商行政管理局登记注册的，应向国家工商行政管理局申请重新登记注册，请原登记机关将其登记档案移交国家工商行政管理局。

八、未经国务院批准设立的期货交易所，不得予以登记注册。已在地方工商行政管理局登记注册的，一律办理注销登记。
九、期货交易所不得从事其他经营活动，不得投资办企业，不得设立分支机构。
十、请各省、自治区、直辖市、计划单列市工商行政管理局接到本《通知》后，通知本地经国务院批准设立的期货交易所，于今年8月31日前，到国家工商行政管理局办理登记注册手续。



1995年7月21日
对外贸易经济合作部


中华人民共和国出口货物原产地规则(附英文)
1992年5月1日，对外经济贸易部

第一条 为了加强对出口货物原产地工作的管理，促进对外经济贸易的发展，制定本规则。
第二条 中华人民共和国出口货物原产地证明书（以下简称原产地证）是证明有关出口货物原产地为中华人民共和国的证明文件。＃13第三条 国家对外经济贸易主管部门对全国出口货物原产地工作实施统一监督管理。
省、自治区、直辖市人民政府对外经济贸易主管部门负责协调本行政区域内的出口货物原产地工作。
第四条 国家进出口商品检验部门设在地方的进出口商品检验机构、中国国际贸易促进委员会及其分会以及国家对外经济贸易主管部门指定的其他机构，按照国家对外经济贸易主管部门的规定签发原产地证。
第五条 在中华人民共和国境内依法设立，享有对外贸易经营权的企业，从事“来料加工”、“来样加工”、“来件装配”和“补偿贸易”业务的企业，外商投资企业，可以根据需要向本规则第四条规定的签发机构申请领取原产地证。
第六条 符合下列标准之一的出口货物，其原产地为中华人民共和国：
（一）全部在中华人民共和国境内生产或者制造的产品，包括：
1、从中华人民共和国领土和大陆架提取的矿产品；
2、在中华人民共和国境内收获或者采集的植物及其产品；
3、在中华人民共和国境内繁殖和饲养的动物及其产品；
4、在中华人民共和国境内狩猎或者捕捞获得的产品；
5、由中华人民共和国船只或者其他工具从海洋获得的海产品和其他产品及其加工制成的产品；
6、在中华人民共和国境内制造、加工过程中回收的废物和废料及在中华人民共和国境内收集的其他废旧物品；
7、在中华人民共和国境内完全用上述产品以及其他非进口原料加工制成的产品。
（二）部分或者全部使用进口原料、零部件，在中华人民共和国境内进行主要的及最后的制造、加工工序，使其外形、性质、形态或者用途产生实质性改变的产品。制造、加工工序清单，按照以制造、加工工序为主，辅以构成比例的原则，由国家对外经济贸易主管部门商国务院有关部门制定、调整。
第七条 申请领取原产地证的出口货物，应当符合原产地标准；不符合原产地标准的，签发机构应当拒绝签发原产地证。
第八条 申请领取和签发原产地证的程序由国家对外经济贸易主管部门规定。
第九条 企业违反本规则，有下列行为之一的，国家对外经济贸易主管部门或者国家对外经济贸易主管部门根据省、自治区、直辖市人民政府对外经济贸易主管部门的建议，可以区别情况通报批评、暂停直至取消其申请领取原产地证的资格：
（一）提供虚假材料，骗取原产地证的；
（二）伪造、变造原产地证的；
（三）非法转让原产地证的。
对有前款所列行为的企业的主管人员和直接责任人员，给予行政处分；情节严重，构成犯罪的，依法追究刑事责任。
第十条 签发机构违反规定签发或者拒绝签发原产地证的，国家对外经济贸易主管部门或者国家对外经济贸易主管部门根据省、自治区、直辖市人民政府对外经济贸易主管部门的建议，可以区别情况通报批评或者暂停其原产地证签发权。
签发机构工作人员徇私舞弊、滥用职权或者玩忽职守的，给予行政处分；情节严重，构成犯罪的，依法追究刑事责任。
第十一条 普惠制原产地证依照普惠制给惠国原产地规则办理。
中华人民共和国政府与外国政府签订的双边协议对原产地证的签发有特别规定的，依照协议的规定办理。
第十二条 国家对外经济贸易主管部门根据本规则制定实施办法。
第十三条 本规则由国家对外经济贸易主管部门负责解释。
第十四条 本规则自1992年5月1日起施行。

Rules of the People's Republic of China on the Origin of ExportGoods

(Promulgated on March 8, 1992)

Whole Doc.
Article 1
The Rules are formulated in order to strengthen the management of the
origin of export goods and promote the development of foreign economy and
trade.
Article 2
The certificate of origin for export goods (hereinafter referred to
as certificate of origin) of the People's Republic of China is a document
to certify that the relevant export goods are made or produced in the
People's Republic of China.
Article 3
The State Department in charge of foreign economic relations and
trade exercises the unified supervision and management of the origin of
export goods in the whole country.
The foreign economy and trade departments of the people's governments
of provinces, autonomous regions and cities under the direct
administration of the Central Government are responsible for coordinating
the work concerning the origin of export goods in their own administrative
regions.
Article 4
The State Administration for import and export commodities inspection
and its branches in various localities, the China Council for the
Promotion of International Trade and its branches and other organizations
authorized by the State Department in charge of foreign economic relations
and trade are responsible for signing and issuing certificates of origin
according to the regulations formulated by the State Department in charge
of foreign economic relations and trade.
Article 5
Enterprises established according to law within the territory of the
People's Republic of China and enjoying the rights to conduct foreign
trade, enterprises engaging in processing with supplied materials or
samples, and assembling with supplied parts or in compensation trade, and
foreign-funded enterprises may apply for certificates of origin with the
organizations authorized to sign and issue certificates of origin as
specified in Article 4.
Article 6
The origin of export goods is in the People's Republic of China if
the export goods meet one of the following criteria:
(1) Products made or manufactured fully in the People's Republic of
China, including:
1) mineral products extracted from the territory and the continental
shelves of the People's Republic of China;
2) plants and their products harvested or collected within the
territory of the People's Republic of China;
3) animals and their products multiplied or bred within the territory
of the People's Republic of China;
4) products obtained from hunting or fishing within the territory of
the People's Republic of China;
5) the aquatic and other products or their processed products
obtained from the sea by ships or other means of the People's Republic of
China;
6) wastes and waste materials recycled in the course of production
and processing within the territory of the People's Republic of China and
other discarded and waste materials collected within the territory of the
People's Republic of China;
7) products made or processed fully from the above-mentioned products
and other non-import raw materials within the territory of the People's
Republic of China.
(2) Products containing imported materials or spare parts finished or
processed mainly within the territory of the People's Republic of China,
thus making substantial alterations in the appearance, nature, state or
purposes of the imported materials or spare parts. The list of procedures
of manufacture and process shall be formulated and adjusted by the State
Department in charge of foreign economic relations and trade in
consultation with departments concerned of the State Council according to
the principle of taking the manufacturing and processing procedured as the
main body supplemented by the proportion of composition.
Article 7
The export goods for which the certificates of origin are applied and
issued should meet the criteria of the place of origin. Certificate
issuing organ shall refuse to sign and issue certificates of origin to
goods that not meet the required criteria.
Article 8
The procedures for applying for the issuing certificates of origin
shall be worked out by the State Department in charge of foreign economic
relations and trade.
Article 9
The State Department in charge of foreign economic relations and
trade shall, in accordance with the proposals submitted by the departments
in charge of foreign economic relations and trade of the people's
governments of various provinces, autonomous regions and cities under the
direct administration of the Central Government, make out punishments,
including circulated criticism, suspending or even revoking the
certificates of origin to enterprises, which commit one of the following
actions in violation of the provisions of the Rules:
(1) provide fake materials to obtain certificates of origin by
cheating;
(2) forge or alter the certificates of origin; and
(3) illegally assign the certificates of origin.
The person or persons in charge of the enterprise and those directly
responsib le for the afore-said actions shall be given administrative
punishments and if the cases are serious enough to form a crime, the
criminal responsibility shall be affixed.
Article 10
If the certificate signing and issuing organizations sign and issue
or refuse to issue certificates of origin in violation of the provisions
of the Rules, the State Department in charge of foreign economic relations
and trade shall, on its own or according to the proposals of the
departments in charge of foreign economy and trade of the people's
governments of various provinces, autonomous regions and cities under the
direct administration of the Central Government, give them criticism or
suspend their rights to sign and issue certificates of origin.
Personnel of certificate signing and issuing organizations who try to
seek personal gains by resorting to cheating or abusing their power or
committing dereliction of duty shall be given administrative punishments
and if the cases are serious enough to form a crime, the criminal
responsibilities shall be affixed.
Article 11
The issuing of certificate of origin under the generalized
preferential system shall be handled according to the rules of origin of
the countries giving preferential treatment.
If there are special provisions on the issuing of the certificates of
origin in the bilateral agreements signed by the government of the
People's Republic of China with foreign governments, the provisions of the
agreements shall be followed.
Article 12
The State Department in charge of foreign economic relations and
trade shall formulate measures for implementation according to the
provisions of the Rules.
Article 13
The right of interpretation of the Rules rests with the State
Department in charge of foreign economic relations and trade.
Article 14
The Rules shall come into effect from May 1, 1992.